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Page last updated: 28 June 2023

Reports and papers

This section contains our reports and papers. For corporate publications, such as the annual report and statement of intent please see our corporate publications page. 

For guides, information sheets and legal guidance please see our guidance library.

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Found 43 results. Displaying page 1 of 3

  1. Reports and Papers

    4 April 2025

    Fair conduct programme insights report

    Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime
  2. Reports and Papers

    2 April 2025

    Financial Advice Providers Industry snapshot

    The Financial Advice Providers Industry snapshot is derived from the 2024 FAP regulatory returns data and provides valuable insights into what types of products are being advised on as well as the way customers are receiving that advice.
  3. Reports and Papers

    16 December 2024

    SGX-DT review report

    Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013.
  4. Reports and Papers

    16 December 2024

    ASX 24 review report

    Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. We are required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.
  6. Reports and Papers

    10 December 2024

    Accredited Body Report - CPA Australia

    CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
  7. Reports and Papers

    4 December 2024

    Climate-related Disclosures: Insights from our reviews

    This report provides key insights from reviews of 70 climate statements for reporting periods ending in December 2023, January 2024, and March 2024. It evaluates compliance with New Zealand's Climate Standards and the Financial Markets Conduct Act, offering feedback to improve future disclosures. The report highlights areas for improvement, such as balancing information disclosure, presenting fair and coherent disclosures, and explaining climate-related risks and opportunities. It encourages Climate Reporting Entities (CREs) to enhance the quality of their climate statements and provides guidance on scenario analysis and GHG emissions targets.
  8. Reports and Papers

    28 November 2024

    Audit Quality Monitoring Report

    The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information.
  11. Reports and Papers

    24 September 2024

    KiwiSaver Annual Report

    The KiwiSaver Annual report 2023 summarises our activities as a regulator relating to KiwiSaver during the previous financial year. 
  13. Reports and Papers

    25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
  14. Reports and Papers

    20 June 2024

    Auditor regulation and oversight plan

    This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation. View the 2024-2027 report on this page as well as previous reports.