CE Expense Disclosure, Summary for Jan - Jun 2021
CE Expense Disclosure, Summary for Jan - Jun 2021
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CE Expense Disclosure, Summary for Jan - Jun 2021
This information sheet assists small and medium-sized financial advice providers (FAPs) with enhancing the security and resilience of their technology systems.
Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021
OIAP response 26 July 2021 on AMLCFT enforcement action - Requesting information of the sum of AML/CFT enforcement action taken by the FMA
Findings from our evaluation of New Zealand fre and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review
FMA Annual Corporate Plan 2020 - 2021
This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA. The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2021.
High Court Judgment: Financial Markets Authority v CLSAP - 5 July 2021
Administrators of financial benchmarks BMA.2 Application checklist and declaration.
Administrators of financial benchmarks BMA3 Fit and Proper declarations form.
Administrators of financial benchmarks BMA.1 Application form