Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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NZX Listing Rule change 2022

NZX listing rule change 2022 for anyone who is listing on the stock exchange.

The One Management GP Limited - Stop Order

FMA confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors. May 2022

Investing FOMO Full page print advert

FMA talks about investing FOMO (fear of missing out) in this full page advert

Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022

Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

This notice is the Financial Markets Conduct Act (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022.

2022 23 Letter of expectation

Annual letter of expectation from the Minister 2022-2-23

31 March 2022 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for period ending 31 March 2022

31 March 2022 Disclose Register MIS fund updates

Disclose Register MIS fund updates for 31 March 2022

Du Val Capital Partners Ltd - Judgment

Judgement in the case against Du Val Capital Partners Ltd

The One Management GP Limited and James Law Realty - Interim Stop Order

FMA issued an interim stop order to The One Management GP Limited and James Law Realty regarding an offer in relation to The One in Longhorn Partnership Fund (‘the Fund’), which is only open to wholesale investors, including eligible investors. 28 March 2022

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NZX Listing Rule change 2022

The One Management GP Limited - Stop Order

Investing FOMO Full page print advert

Exemption Notice - Financial Markets Conduct Plus500AU Pty ltd 2022Ltd

Exemption Notice - Financial Markets Conduct Berkshire Hathaway Specialty Insurance Company

2022 23 Letter of expectation

31 March 2022 Disclose Register KiwiSaver fund updates

31 March 2022 Disclose Register MIS fund updates

Du Val Capital Partners Ltd - Judgment

The One Management GP Limited and James Law Realty - Interim Stop Order

Zhongyang (Sean) Meng and Jiashun (Sam) Qian - Judgment

Feedback form Class exemptions for small co operatives and irrigation companies

Consultation paper Class exemptions for small co operatives and irrigation companies

Conflicts of interest - OIA request

Review of credit card repayment insurance products