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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1609 results. Displaying page 40 of 108

  2. 25 September 2020

    Consultation licensing crowd funding

    Consultation: Draft minimum standards and licence conditions for crowd funding service providers.
    Tags
    Crowdfunding providers, Roles, Consultations, Business
    Type
    PDF

  3. 25 September 2020

    Hits and Myths Mary Holm Guidebook

    Hits and myths is an introductory guide to investing
    by Mary Holm. It’s a quick guide for anyone who’s thinking about or already dabbling in investing – and wants to know more.
    Tags
    Investment basics, Investing, Consumer
    Type
    PDF

  4. 25 September 2020

    Kiwisaver Annual Report 2020

    The report details the principal matters transacted under the Act during the year ended 30 June 2020, and contains the
    sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  5. 25 September 2020

    CoFR Timetable of Regulatory initiatives September 2020

    The table provides a comprehensive list of the regulatory initiatives that are being deferred during the Covid-19 crisis.
    Tags
    COVID-19, Council of financial regulators (CoFR), FMA, News & Insights
    Type
    PDF

  6. 23 September 2020

    Supervision Insights Report 2020

    An overview of the FMA’s supervision activities and findings from our monitoring reviews of regulated entities. This is our 2020 report.
    Tags
    Reports and Papers, Roles, Business, News & Insights, Supervisor
    Type
    PDF

  9. 10 September 2020

    Te Reo Maori Financial Glossary He Reo Whairawa

    This project is centered on the research and development of a fundamental vocabulary of 100 wealth and investment terms. The development and promotion of this vocabulary will form a critical support for enhancing and promoting the use of te reo Māori in the wealth and investment sector, and related educational programmes. The review of existing vocabulary and the development of new vocabulary is done in collaboration with both industry and linguistic experts.
    Tags
    Business
    Type
    PDF, Resource

  10. 8 September 2020

    COVID 19 response insights 2020

    This information sheet summarises the FMA’s actions to manage the impacts of the COVID-19 crisis up until 31 August, and highlights useful examples we have seen from market participants. It will help financial services entities to understand the FMA’s approach and consider ways to improve their own response as the crisis continues.
    Tags
    COVID-19, News & Insights
    Type
    PDF, Information Sheet

  11. 1 September 2020

    Bonds Guide

    Bond voyage is a guide for investors on choosing, buying and owning bonds.
    Tags
    Bonds, Ways to invest, Investing, Investor information, Consumer
    Type
    PDF

  12. 21 August 2020

    MyFiduciary Report 2020

    This report was commissioned by the Financial Markets Authority (FMA). In the report we examine how active or passive each KiwiSaver Provider is. We also examine whether investment management fees differ between active and passive approaches.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  13. 5 August 2020

    KiwiSaver Statements Report 2020

    The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their opinions on their KiwiSaver statements and how they use them.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Research

  15. 31 July 2020

    Expense Disclosure CE Jun 2020

    CE expenses disclsoure for the period 1 January 2020 - 30 June 2020.
    Tags
    Executive expenses, FMA
    Type
    PDF