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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1604 results. Displaying page 42 of 107

  1. 24 June 2020

    Investor Confidence Report 2020

    This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA.
    The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2020.
    Tags
    Business
    Type
    PDF, Surveys

  2. 18 June 2020

    Auditor Regulation and Oversight Plan 2020 2023

    This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.
    Tags
    Auditors, Regulation, Roles, Business
    Type
    PDF, Report

  5. 5 June 2020

    Pacific scams A4 infosheet in English

    This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.
    Tags
    Investor information, Consumer, Scams
    Type
    PDF

  6. 5 June 2020

    Pacific Scams DLE in English

    This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.
    Tags
    Investor information, Consumer, Scams
    Type
    PDF

  7. 5 June 2020

    Steven Robertson - Judgment

    Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.
    Tags
    Court decision, Enforcement
    Type
    PDF

  8. 28 May 2020

    KiwiSaverLookseeFlowChart

    Infographic that allows you to visualise your KiwiSaver journey and make good choices.
    Tags
    KiwiSaver & Superannuation, Investor information, Consumer
    Type
    PDF

  12. 12 May 2020

    Scams Samoan language

    This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.
    Tags
    Investor information, Consumer, Scams
    Type
    PDF

  13. 11 May 2020

    Tongan DLE brochure

    This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.
    Tags
    Investing, Consumer, Scams
    Type
    PDF

  14. 6 May 2020

    FMA XRB Enhanced auditor reporting 2020

    Enhanced auditor reporting is a joint FMA and XRB report that looks at the evolution of trends in key audit matter reporting in the three years since the revised auditor’s report was introduced. Key audit matters are issues that, in the auditor’s view, were of most significance to the audit of a company’s financial statements – for example, a company’s valuation of goodwill or its revenue recognition. KAMs are intended to provide transparency and give users of the financial statements a better understanding of how the audit was conducted and complexities that arose. This is the 2020 report.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF