Document Library

VALIDUS FZCO v FINANCIAL MARKETS AUTHORITY [2023] NZHC 1701

OIA request for Statistics on Staff salaries, turnover and diversity.

OIA Request for FMA modelling on GST on certain KiwiSaver fees

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

Summary of key themes. An overview of feedback received as part of consultation on the proposed CoFI guidance note on intermediated distribution.

Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.

Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.