Document Library

Standard 14 Segregation

Standard 14 Segregation for designated Financial Market Infrastructures (FMIs).

Standard 16 Custody and Investment Risks

Standard 16 Custody and Investment Risks for designated Financial Market Infrastructures (FMIs).

Standard 12 Exchange of value settlement systems

Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).

FMI Standards Guidance

FMA & RBNZ 2024 FMI Standards Guidance helps NZ FMIs meet legal, governance, risk, and compliance obligations.

FMI Standards

FMA & RBNZ 2024 FMI Standards set rules for payment systems, settlement, risk, and governance under NZ's FMI Act.

Guidance note for overseas FMIs equivalence framework

FMA & RBNZ outline 2023 guidance for overseas FMIs on NZ designation, standards, and regulatory equivalence conditions.

Presentation Scenario analysis in the CRD regime

Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.

The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.

8 steps to apply for a Financial Insitituion licence

FMA guide outlines 8 essential steps to apply for a financial institution licence under CoFI, including FCP setup and application tips.

Licensing guide -Financial Institutions

FMA guide for applying for a financial institution licence under the CoFI regime, outlining requirements, Fair Conduct Programme, and process.

Submission form Proposed standard condition on business continuity and technology systems

Consultation paper Proposed standard condition on business continuity and technology systems

Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.

Consultation paper Climate related disclosures timing mismatch

The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.

Feedback form Climate related disclosures timing mismatch Copy

Feedback form Climate related disclosures timing mismatch.

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