Document Library

Auditor Regulation and Oversight Plan 2022 2025

The plan sets out how the FMA aims to improve the audit quality of Financial Markets Conduct reporting entities.

Investor Confidence Report 2022

The Investor confidence Research report 2022 measures attitudes towards and investment in New Zealand’s financial markets.

CE briefing documents - OIA request

OIA regarding request for information about handover briefings to new FMA CE

Cigna and OnePath Life - Enforceable Undertaking

OnePath & Cigna admit FMCA breaches, jointly paying $180K to FMA for fair dealing failures in NZ insurance, June 2022.

Exemption Notice - Haleon plc

The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.

Analysis of KiwiSaver funds - OIA request

OIA request regarding analysis of KiwiSaver funds

Exemption Notice - Stride Property Group

The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).

KiwiSaver annual statements methodology notice 2022

The methodology notice will help KiwiSaver providers attribute fees charged at the fund level (including underlying fund charges) to each investor.

Value for Money Industry Report

FMA and Supervisor report for Managed Investment Scheme Managers and KiwiSaver Managers that covers FMA and Supervisor findings from the Value for Money implementation pilot.

NZX Listing Rule change 2022

NZX listing rule change 2022 for anyone who is listing on the stock exchange.

The One Management GP Limited - Stop Order

FMA confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors. May 2022