Document Library

We are seeking feedback on our review of 14 class exemption notices that support the regime under the Financial Markets Conduct Act 2013. These notices will expire between December 2025 and November 2026. At the same time, we are reviewing our three class designation notices.

This guidance is to help reporting entities understand the AML/CFT audit (“audit”) requirements in terms of the AntiMoney Laundering and Countering Financing of Terrorism Act 2009 and undertake an effective and credible audit of their risk assessment and AML/CFT programme.

The purpose of the Financial Advice Regulatory Panel (Panel) is to provide industry and consumer perspectives to the FMA on issues related to financial advice in New Zealand.

This information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.

The Minister of Finance outlines the Government’s expectations for the Financial Markets Authority (FMA) in 2025/26, including priorities for regulatory focus, accountability, and strategic outcomes.

Consumer Confidence Survey aims of gaining a better understanding of New Zealanders’ experiences with financial markets including investments, insurance, KiwiSaver, and financial markets regulation.

Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025