Document Library

Found 1797 results. Displaying page 91 of 120

1. 1 July 2016

   Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

2. 1 July 2016

   AML CFT How to complete your annual CFT user guide 1

   2016 AML/CFT guide helps NZ financial advisers easily complete annual AML/CFT reports, clarifying key questions for small firms.

3. 30 June 2016

   Justin William Prain and Mark Joseph Schroeder - Appeal Judgment

   Judgment in the Court of Appeal in the case against Justin William Prain and Mark Joseph Schroeder 16 June 2016.

4. 30 June 2016

   aml cft annual report user guide 2016

   This user guide can be used as a reference for AML CFT reporting entities when completing their annual report

5. 30 June 2016

   30 June 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

6. 29 June 2016

   NZX Obligations Review 2016

   Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2016.

7. 29 June 2016

   Replacing life insurance who benefits

   Replacing life insurance who benefits

8. 29 June 2016

   UDC Finance Limited Waiver Notice - consideration complete / reduction of waiting period

   FMA waiver notice for UDC Finance under FMC Act section 68 confirms early PDS consideration and reduced waiting period as of June 2016.

9. 13 June 2016

   Class exemptions- recognising existing regulation of overseas issuers

   FMA approves class exemptions that recognise existing regulation of overseas issuers

10. 10 June 2016

    Exemption notice - Financial Markets Conduct Investore Property Limited

    Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

11. 8 June 2016

    Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

    This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

12. 7 June 2016

    Exemption Notice - Financial Markets Conduct Michael Hill Group

    Financial Markets Conduct (Michael Hill Group) Exemption Notice 2016

13. 3 June 2016

    Exemption Notice - Financial Markets Conduct Trustpower Group

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

14. 2 June 2016

    Mark Andrew Turnock - Judgment

    High Court Judgment in the case against Mark Andrew Turnock 2 June 2016.

15. 2 June 2016

    Eligibility criteria - Crowdfunding services for property investments

    FMA guide for property crowdfunding services on meeting eligibility criteria, including non-association and investor control standards.