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Consultation Paper Exemption for small offers of co operative shares

FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.

Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

31 March 2016 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

Exemption notice - Financial Markets Conduct QBE Group

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

Response to submissions proposed variations to standard conditions of market services licences

Summarises key themes from 18 submissions on FMA’s 2016 consultation to vary standard conditions for market service licences.

Exemption Notice 2016 - Spark New Zealand Limited Group

Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

Exemption Notice 2016 - Allianz Australia Insurance Limited

Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

IFIAR Survey of Inspection Findings 2015

In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.

Consultation paper Exemptions impacting overseas businesses and restricted schemes 1

This consultation is for: FMC reporting entities, licensed managers and scheme auditors, overseas banks, licensed independent trustees, restricted scheme managers, advisers and interested parties. It aims to seek feedback on the exemption proposals explained.

Performance Fee Disclosure information sheet

This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.

PIR Returns information sheet

This information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.

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