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NZ RegCo - MOU

This memorandum of understanding (MOU) sets out the framework for engagement and cooperation between the FMA and NZ RegCo, which takes into account their complementary regulatory roles.

Exemption notice - Sharesies Investment Management Limited

The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013.

Exemption notice expired - Sharesies 2023

Sharesies EXPIRED exemption notice.

Supervisors Licence Covenant Trustee Services Limited

Covenant Trustee Services Limited is licensed to act as supervisor for debt securities, registered schemes, and retirement villages in New Zealand.

Sharesies levy waiver

Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.

Supervisor Licence - the new zealand guardian trust company limited

This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.

Kia Toipoto the Public Service Gender Maori Pacific and Ethnic Pay Gaps Action Plan 2021 24

Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2021-24

Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ) - MOU

MOU between Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ)

30 September 2022 Disclose Register MIS fund update

Disclose Register MIS fund update 30 September 2022

31 December 2022 Disclose Register MIS fund update

MIS Disclose Data 31 December 2022

2023 FMA Annual Letter of Expectations

Letter of expectations delivered by the Minister to the FMA for the 2023/24 period.

Am I a Climate Reporting Entity FAQ

Entities required by legislation to produce climate statements are known as Climate Reporting Entities or CREs. Find out if you are a Climate Reporting Entity on this fact sheet.

Authorised Bodies Climate Reporting Entities Flow Chart

This flowchart can be used to determine if an authorised body is a climate reporting entity.

Wei (Walker) Zhong and Lei (Regina) Ding - Judgment

High Court Judgment: Wei (Walker) Zhong and Lei (Regina) Ding have been found to have contravened the Financial Markets Conduct Act 2013 in relation to the trading of Oceania Natural Limited (ONL) shares.

Peer-to-Peer lending and Crowdfunding: sector snapshot

Crowdfunding and Peer-to-Peer sector report for the 2022 period.

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