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Exemption notice - Silver Chef Limited Notice

Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

Financial Planning Limited and Impact Enterprises Limited - Judgment

Judgment in the High Court in the case against Financial Planning Limited and Impact Enterprises Limited, 17 July 2019.

OIA Investigation into the ANZ rural growth fund

OIA response, dated 15 July 2019, regarding any information related to the Rural Growth Fund Scheme (Scheme), operated by the National Bank and later the ANZ National Bank

Exemption notice - Napier Port Holdings Limited

Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019

Cyber resilience in FMA regulated financial services

This report 2019 summarises the findings of our thematic review of cyber-resilience in New Zealand financial services, and provides guidance for firms in areas where we have identified the need for improvement. It will be useful for our regulated sectors, to help ensure they comply with our expectations and best practice.

KiwiSaver Fees Comparison Report 2019

The purpose of this report is to report our findings on comparing the KiwiSaver fees with fees for UK Contract Based superannuation schemes.

Statement on the Kiwi Access Card

Part 1, Section 2 of the amended Identity Verification Code of Practice 2013 (IVCOP) currently refers to the older 18+ card as an example of secondary or supporting form of photographic identification, which is to be used in conjunction with a form of primary nonphotographic identification such as a birth certificate in order to meet the standard set by the IVCOP.

Statement of Performance Expectations 2019

The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our future performance and report on the progress of that performance against our performance targets. This is our 2019 report.

Viaduct and Mutual - Judgment

Court of Appeal Judgment in the case against Paul Neville Bublitz, 4 July 2019.

Westpac New Zealand Limited - Enforceable Undertaking

Enforceable Undertaking by Westpac New Zealand Limited (WNZL) on 4 July 2019.

AML/CFT Annual Report form

This is a form for completion by all AML/CFT reporting entities to the FMA that should be completed and submitted on an annual basis.

30 June 2019 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 June 2019

30 June 2019 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 30 June 2019

NZX Obligations Review 2019

Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2019.

ANZ or David Hisco gifts or hospitality - OIA request

OIA response, dated 28 June 2019, regarding gifts or hospitality provided by ANZ/David Hisco

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