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Medical Assurance Society NZ Ltd Judgment

Judgment issued against Medical Assurance Society NZ Ltd (MAS).

Medical Assurance Society NZ Ltd settlement agreement

Audit Quality Monitoring Report 2023

Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

RBNZ and FMA Governance Thematic Webinar plus QA

The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.

Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

i Select Superannuation Scheme levy waiver notification 2023

Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

Fair outcomes consultation feedback form

Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024

Consultation paper Proposed fair outcomes

Consultation paper Proposed fair outcomes for consumers and markets, November 2023

Draft Fair outcomes for consumers and markets

Consultation Draft Fair outcomes for consumers and markets: A guide to outcomes-focused regulation (OFR).

Financial Market Infrastructures Act Designation Notice NZ Clear 2023

This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.

Interim Stop Order David McEwen and Associates 202311

FMA makes interim stop order against David McEwen and entities associated with him

Climate Related Disclosure Scenario analysis information sheet

This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.

Key findings from 2022 Supervisor relicensing

Report on findings and areas for improvement identified by the FMA’s 2022 relicensing of Supervisors.

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