Document Library

Found 1821 results. Displaying page 99 of 122

1. 28 September 2015

   Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

   FMA consultation on exempting property cost-sharing companies from FMC Act rules, focusing on their non-investment purpose and limited financial risk.

2. 25 September 2015

   Exemption Notice - Financial Markets Conduct IG Markets Limited

   Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015

3. 25 September 2015

   Vivier and Company Limited - Judgment

   High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.

4. 16 September 2015

   Consultation Paper Employee Share Schemes

   This consultation is for companies, offerors, legal advisers. It aims to seek feedback on possible exemptions for employee share purchase schemes

5. 14 September 2015

   IPOs under the Financial Markets Conduct Act 2013 research report

   Research reports for IPOs under the Financial Markets Conduct Act 2013

6. 11 September 2015

   Exemption notice - Financial Reporting Act Lloyds Banking Group

   Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015

7. 11 September 2015

   First Mortgage and First Mortgage PIE Trust Waiver Notice

   First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

8. 11 September 2015

   Exemption Notice - Securities Act Lloyds Banking Group 2015

   Securities Act Exemption Notice 2015: Lloyds Banking Group.

9. 4 September 2015

   PTT Ltd - Judgment

   The High Court Judgment in the case against PTT Ltd 4 September 2015.

10. 4 September 2015

    Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

    Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016

11. 4 September 2015

    Exemption Notice 2015 - Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership

    Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership Exemption Notice 2015

12. 3 September 2015

    Consultation paper auditor regulation act amendmment

    FMA consultation on updates to auditor licensing and firm registration standards, reflecting changes to the Auditor Regulation Act and related terminology.

13. 25 August 2015

    Consultation paper scrip offers in takeovers

    FMA consultation on whether to grant a class exemption for scrip offers in takeovers under the FMC Act, focusing on disclosure and market impact.

14. 13 August 2015

    Guide to market misconduct risks for MIS managers

    This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.

15. 12 August 2015

    Expectations for and experiences of retirement - research report

    This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.