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FMA consultation on exempting property cost-sharing companies from FMC Act rules, focusing on their non-investment purpose and limited financial risk.
High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.
Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015
This consultation is for companies, offerors, legal advisers. It aims to seek feedback on possible exemptions for employee share purchase schemes
Research reports for IPOs under the Financial Markets Conduct Act 2013
First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
Securities Act Exemption Notice 2015: Lloyds Banking Group.
Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015
The High Court Judgment in the case against PTT Ltd 4 September 2015.
Securities Act Augusta Funds Management Limited Sherbrooke Road Partnership Exemption Notice 2015
Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016
FMA consultation on updates to auditor licensing and firm registration standards, reflecting changes to the Auditor Regulation Act and related terminology.
FMA consultation on whether to grant a class exemption for scrip offers in takeovers under the FMC Act, focusing on disclosure and market impact.
This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.
This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.