Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1770 results. Displaying page 86 of 118

24 November 2016

Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.
22 November 2016

Response to submissions on regulatory returns for prescribed intermediary services

FMA response to feedback on regulatory returns for crowdfunding and peer-to-peer lending licensees under the FMC Act, with updated reporting levels.
18 November 2016

Exemption notice - Financial Markets Conduct Antipodes Gold Limited

Financial Markets Conduct (Antipodes Gold Limited) Exemption Notice 2016
18 November 2016

Exemption Notice - Financial Markets Conduct Bonus Bonds 2016

Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016.
18 November 2016

Exemption Notice - Financial Markets Conduct Forestry Schemes

Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016
16 November 2016

Exemption notice - Complectus Ltd

Financial Markets Conduct (Complectus Limited) Exemption Notice 2016
15 November 2016

How the FMC Act will affect companies and incorporated societies that manage communal facilities

This information sheet explains how the FMC Act will affect companies and incorporated societies that manage communal facilities.
14 November 2016

Exemption notice - Financial Markets Conduct Complectus Trustee Services Limited

Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016
14 November 2016

Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016
11 November 2016

Exemption notice - Financial Markets Conduct Corporate Trustees

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016
4 November 2016

Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016
3 November 2016

Exemption notice - AMP legacy superannuation schemes

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.
2 November 2016

Exemption Notice - Financial Markets Conduct Arria NLG Limited

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016
1 November 2016

Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016
30 October 2016

Changes to FMA fees and levies 2016

Summary of changes to fees and levies Oct 2016