FMA Briefing to Incoming Minister 2016
FMA Briefing to Incoming Minister 2016
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FMA Briefing to Incoming Minister 2016
Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. We are required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations. This review period covers 1 July 2014 to 30 June 2016. This is our first review of ASX 24 since its licence came into effect on 1 December 2014.
The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and processes used by accredited bodies are adequate and effective. This report contains the findings of our monitoring assessment of the New Zealand Institute of Chartered Accountants (NZICA) for the period 1 July 2015 to 30 June 2016.
The Auditor Regulation Act 2011 (the Act) requires us to monitor and ensure the audit regulatory systems and processes used by accredited bodies are adequate and effective. This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2015 to 30 June 2016.
This report summarises our monitoring activities to help firms and individuals better understand our expectations and how they can improve their systems and processes, to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act). This report covers the period from 1 July 2015 to 30 June 2016. It was our third year of monitoring compliance with the Act.
Financial Markets Conduct Exemption Notice 2016: Australian Scholarships Group Friendly Society Limited.
Financial Markets Conduct Exemption Notice 2016: OnePath Custodians Pty Limited.
Financial Markets Conduct Exemption Notice 2016 - The Bible Society Development New Zealand Inc.
Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016
Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016
Financial Markets Conduct (Denarau Villas) Exemption Notice 2016
Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016
Financial Markets Conduct (Hunua Proportionate Ownership Scheme) Exemption Notice 2016
Financial Markets Conduct Exemption Notice 2016 - The Kingdom Resources Trust.
Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016