Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
A filtered search by topic for all guidance, reports or research documents stored on the FMA website.
This document provides illustrative examples to help CREs think about how their CRD records could substantiate their climate statements, along with practical and useful information to help CREs understand our expectations. It is split across the four thematic disclosure areas of NZ CS 1. The guidance and illustrative examples focus on disclosures that need the most explanation, including disclosures that bring a higher risk of non-compliance.
2024 FMA Survey merges Investor & KiwiSaver survey insights to reveal NZers’ confidence in financial markets & regulation.
High Court Judgment in the case between FMA and CBL Corporation.
2024.11 NZCDC Section 393 Notice of Approval of Rule Changes
This notice is the Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 8/2024.
This notice is the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 7/2024.
Trends in audit quality Audit Quality Monitoring Report 1 July 2023 – 30 June 2024
Collation of written feedback received as part of the FMA’s public consultation on the proposed information sheet on references to climate statements in disclosure documents
This document is for climate reporting entities in liquidation, receivership or voluntary administration, and schemes or funds in wind-up, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from climate reporting duties
The FMA has been conducting an investigation into AAI’s discounting practices and no claims bonuses as set out in clause 1.3 (the Investigation).
Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited) Exemption Notice 2024
This research examines the cleanliness of the New Zealand equity market since 2004.
Feedback form DIMS reporting exemption renewal consultation
Financial Markets Conduct (Tor FX Pty Limited ) Exemption Notice 2024
Consultation paper - DIMS exemption.