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Exemption Notice 2024 - Financial Markets Conduct of Financial Institutions Resolution Life New Zealand Limited

Financial Markets Conduct of Financial Institutions Resolution Life New Zealand Limited Exemption Notice 2024

SGX DT Obligations Review 2024

Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024

ASX 24 Obligations Review 2024

Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.

Submissions report outcomes focussed regulation 3

Submissions report following Consultation on outcomes focussed regulation - document 3

Submissions report outcomes focussed regulation 4

Submissions report following Consultation on outcomes focussed regulation - document 4

Submissions report outcomes focussed regulation 2

Submissions report following Consultation on outcomes focussed regulation - document 2

Submissions report outcomes focussed regulation 1

Submissions report following Consultation on outcomes focussed regulation - document 1

Financial Markets Conduct Conduct of Financial Institutions ACS NZ Limited Exemption Notice 2024

Financial Markets Conduct (Conduct of Financial Institutions – ACS (NZ) Limited) Exemption Notice 2024

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Citibank N.A.

Financial Markets Conduct Climate related Disclosures Citibank N.A. Exemption Notice 2024

Exemption Notice 2024 - Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.)

Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.) Exemption Notice 2024

Accredited body report - CPA Australia 2024

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024

Accredited body report - NZICA 2024

Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202

Financial Markets Conduct NZX Listing Rules Approval of Rule Change Notice 9 of 2024

This notice is Financial Markets Conduct NZX Listing Rules Approval of Rule Change Notice 9/2024

Cyber Security and Operational Systems Resilience

This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.

Climate related Disclosures Insights from our reviews

This report is primarily intended for climate reporting entities, their directors and other interested parties, such as assurance practitioners and advisers.

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