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The Wellington High Court has ordered Cigna Life Insurance New Zealand Limited to pay a final pecuniary penalty of $3,575,000. 

Disclose Register KiwiSaver fund update for the period ending 31 December 2022.

NZICA has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.

NZICA Bruce Allan Baillie decision on appeal.

This report covers the FMA’s review of SGX-DT for the period 14 September 2021 (the commencement date of SGX-DT’s licence) to 30 June 2022.

This review covers the period 1 July 2020 to 30 June 2022 and is our fourth review of ASX 24 since its licence came into effect on 1 December 2014.

FMA response to OIA request modelling relating to changes to GST treatment of investment management fees

OIA request for information on FMA cases prosecuted

Our response to a OIA request relating to Kiwisaver funds moving the market

FMA formally warns Pencarrow Private Equity for AML/CFT record-keeping breaches tied to Fund V investments, April–July 2018.

OIA response to request for information surrounding the UK recruitment trip 2022

OIA response: Request for Value for Money discussion document

OIA response to a request for information on policy on trading financial derivatives

OIA response to a request for FMA statistics on bullying and harassment

This notice provides co-operative companies and industrial and provident societies with a lighter regulatory compliance pathway.

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