Document Library

Found 1837 results. Displaying page 103 of 123

1. 30 May 2015

   New requirements for lawyers offering contributory mortgages

   From 1 December 2016 all new offers of contributory mortgages must be made under the FMC Act.

2. 28 May 2015

   Commerce Commission v ANZ Bank New Zealand Ltd - Judgment

   Judgment in the High Court in the case between Commerce Commission and ANZ Bank New Zealand Limited, 28 May 2015.

3. 25 May 2015

   Pacific Edge Limited - Settlement Agreement

   Settlement agreement with Pacific Edge Limited (PEB), May 2015.

4. 24 May 2015

   FMA certification process for the registration of new KiwiSaver superannuation and workplace savings schemes information sheet

   This information sheet outlines the process for getting a certificate from the FMA to apply for registration of a new KiwiSaver, superannuation or workplace savings scheme.

5. 7 May 2015

   Exemption Notice 2015 - Financial Markets Conduct (The Warehouse Group Limited)

   Financial Markets Conduct (The Warehouse Group Limited) Exemption Notice 2015

6. 2 May 2015

   Consultation: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

   FMA consultation on potential exemptions to investor warnings and acknowledgements under the $750K wholesale investor exclusion in NZ markets.

7. 1 May 2015

   Exemption Notice 2015 - Securities Act (NZX Limited)

   Securities Act (NZX Limited) Exemption Notice 2015

8. 28 April 2015

   Hanover - Settlement Agreement

   Settlement Agreement with the Directors' of Hanover Finance Ltd (HFL), United Finance Ltd (UFL) and Hanover Capital Limited (HCL), 28 April 2015.

9. 13 April 2015

   Response to Submissions Derivatives Issuer Standard Condition: Suitability of Products for Clients

   FMA responses to feedback on a proposed suitability condition for derivatives issuers, addressing investor understanding, compliance scope, and clarity.

10. 1 April 2015

    Exemption Notice 2015 - Financial Reporting Act (Deutsche Bank Aktiengesellschaft)

    Financial Reporting Act (Deutsche Bank Aktiengesellschaft) Exemption Notice 2015

11. 16 March 2015

    Exemption Notice - Financial Markets Conduct South32 Limited

    Financial Markets Conduct (South32 Limited) Exemption Notice 2015

12. 16 March 2015

    Proposed financial reporting exemptions for small and medium sized DIMS providers consultation paper

    FMA consults on tiered exemptions from financial reporting for small and medium DIMS providers to reduce costs while maintaining oversight.

13. 16 March 2015

    Contingency DIMS seminar presentation

    FMA seminar on contingency DIMS explains discretionary services, licensing exemptions, compliance duties, and client agreement rules.

14. 13 March 2015

    Financial Markets Conduct Act exemptions consultation paper

    FMA consultation on proposed exemptions under the FMC Act 2013, covering foreign offers, charities, co-operatives, DIMS, and pre-payment schemes.

15. 6 March 2015

    Exemption Notice 2015 - Securities Act (Arbor Management Limited)

    Securities Act (Arbor Management Limited) Exemption Notice 2015