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In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.

This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.

Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016

This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.

The aim of this report is to summarise our monitoring to help firms and individuals better understand our expectations, and therefore improve their systems and processes, and ensure compliance with the Act. This report covers the period from 1 July 2014 to 30 June 2015.

CE gifts and hospitality disclosure for the period 1 June 2015 - 31 December 2015

CE expenses disclosure for the period 1 July 2015 - 31 December 2015