FMA offences and prosecutions OIA 2024 response
FMA data on offences and prosecutions
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FMA data on offences and prosecutions
Kia Toipoto is the Public Service Pay Gaps Action Plan 2024-2025, which focuses on closing gender, Māori, Pacific and Ethnic Pay Gaps to reduce workplace inequities.
Consultation document: Draft guidance on designations under the FMI Act
Matthew Hill Settlement agreement PART 3
Matthew Hill Settlement Agreement Part 1
Matthew Hill Settlement agreement PART 2
The Financial Markets Conduct (Climate-related Disclosures – Works Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Works Finance (NZ) Limited (Works Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
The High Court has ordered Peter Harris, the former CBL Corporation Limited (In Liquidation) (CBLC) managing director, to pay a penalty of $1.4 million for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013 (FMCA) (the Continuous Disclosure Proceeding).
Financial Markets Conduct Tonga Development Bank designation revocation notice
Calss legislative notices summary July 2024
Exemption Notice 2024 - Financial Markets Conduct Obsidian Contributory Mortgage Scheme
Oceania Naturals judgment - FMA v Zhong Ors
The Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2024 relates to initial and ongoing registration requirements for workplace savings schemes.
Feedback form Renewal of class exemptions for overseas custodians
Board Expenses Disclosure FY23 24 Craig S All Other Expenses