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Financial Markets Conduct (Conduct of Financial Institutions – QBE Insurance (Australia) Limited) Exemption Notice (No.2) 2025
The purpose of the Financial Advice Regulatory Panel (Panel) is to provide industry and consumer perspectives to the FMA on issues related to financial advice in New Zealand.
Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2025
This information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.
Westpac is to pay a penalty of $3.25 million for misleading customers entitled to advertised discounts as well as overcharging some of its business customers.
The Minister of Finance outlines the Government’s expectations for the Financial Markets Authority (FMA) in 2025/26, including priorities for regulatory focus, accountability, and strategic outcomes.
Read the full High Court judgment in the case of FMA v Cheng, outlining findings and penalties related to market manipulation and breaches of financial markets law in New Zealand.
Consumer Confidence Survey aims of gaining a better understanding of New Zealanders’ experiences with financial markets including investments, insurance, KiwiSaver, and financial markets regulation.
This survey is to see how well financial service providers were prepared for and responded to the CrowdStrike incident.
Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025
Please note the attachments are very large so we can provide separately on request
Please note the attachments are very large so we can provide separately on request
Request for literature references not included in our Occasional Paper: Understanding Fairness in Financial Services 2024
Official Information Act 1982 Request (OIA) – FMA v AA Insurance Limited NZHC 2869 [2024] Statement of Claim and Settlement Agreement
Request on number of FMA employees paid under a certain hourly rate