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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1767 results. Displaying page 38 of 118

  1. 16 August 2022

    Licensed Insurer Climate Reporting Entities Flow Chart

    This flow chart, for Licensed Insurers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.

  2. 16 August 2022

    Listed Issuer Climate Reporting Entities Flow Chart

    This flow chart, for Listed Issuers, is to help determine if your organisation is a Climate Reporting Entity. This chart is only for guidance. It should not be considered to be, or relied on as, legal advice. Please ensure you undertake your own due diligence.

  6. 12 August 2022

    Standard Conditions - FAP licences

    FMA outlines standard conditions for full FAP licences under the FMC Act, covering compliance, recordkeeping, outsourcing, and continuity.

  7. 10 August 2022

    Direction under S513 of the ARA

    FMA direction under ARA s51(3)(a) requires accredited bodies to submit annual reports by 30 Sept each year in Word format via email.

  9. 2 August 2022

    Consumer Experience with the Financial Sector Survey 2022

    The Consumer Experience with the Financial Sector survey is our inaugural, nationally representative survey of New Zealand consumers. The FMA commissioned the survey to gain a comprehensive understanding of consumer experiences with the financial sector. The research reveals insights into the mindset and motivations of consumers as they manage their money and deal with financial services firms. This research is part of a commitment by the FMA to build a better understanding of consumers to help shape our regulation of the financial sector and deliver on our objectives. The data also provides valuable insights for the financial services industry, other Government agencies and consumer bodies.