Document Library

Found 1757 results. Displaying page 87 of 118

1. 23 September 2016

   Inland Revenue - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue

2. 16 September 2016

   FMA Annual Report 2016 - highlights

   Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.

3. 16 September 2016

   Exemption Notice - Securities Act Smartshares Limited

   Securities Act Exemption Notice 2016: Smartshares Limited.

4. 12 September 2016

   Exemption Notice - Financial Markets Conduct Bay Energy Limited

   Financial Markets Conduct (Bay Energy Limited) Exemption Notice 2016

5. 24 August 2016

   Aug 2016 Regulatory response guidelines

   FMA guide on regulating NZ financial markets and enforcement responses for all financial product and service providers.

6. 24 August 2016

   FMA Co-operation policy 2016

   FMA outlines how full co-operation in misconduct cases may lead to reduced penalties or no action under its enforcement policy.

7. 23 August 2016

   Exemption notice - Financial Markets Conduct Antipodes Gold Limited

   Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.

8. 23 August 2016

   Takeovers Panel - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel

9. 19 August 2016

   CoFR Financial Markets - Regulatory Charter

   New Zealand Council of Financial Regulators: Regulatory Charter

10. 18 August 2016

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

11. 15 August 2016

    Legislative notices supporting the FMC Act regime

    FMA update on exemptions, designations, and legislative tools supporting FMC Act compliance, including sector-specific relief.

12. 4 August 2016

    Review of corporate goverance disclosure 2016

    This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

13. 1 August 2016

    Authorised Financial Advisers in NZ — key findings 2016

    This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

14. 30 July 2016

    Expense disclosure CE Gifts January June 2016

    CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

15. 30 July 2016

    Expense disclosure CE Hospitality January June 2016

    CE expenses disclosure for the period 1 January 2016 - 30 June 2016