Document Library

Guidance on electronic identity verification under New Zealand’s AML/CFT regime, clarifying biometric sources, safe harbour, and compliance options.

This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2016 to 30 June 2017.

Open letter to managers of collective investment schemes ahead of the anti-Money laundering and Countering Financing Terrorism Act 2009.

Financial Markets Conduct (CFletcher Building Retirement Plan) Exemption Notice 2017

This strategy sets out how we plan to target our efforts around ensuring investors have access to the information they need to make informed investment decisions.

This consultation is for financial adviser entities, their advisers, and other interested parties. It seeks feedback on the draft exemption notice and application documents.

This consultation is for the directors, executives and advisers of non-listed and public-sector companies and other entities. We seek feedback about whether our revised handbook helps directors, executives and advisers to think about how to apply corporate governance principles.