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Staff Statistics OIA

OIA request for Statistics on Staff salaries, turnover and diversity.

Statement of Performance Expectations 2023 to 2024

This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.

FMA modelling on GST on certain KiwiSaver fees - OIA request

OIA Request for FMA modelling on GST on certain KiwiSaver fees

Consumer Guide Capital Notes

Capital notes and similar products such as perpetual subordinated notes or hybrid securities.

NZX Obligations Review 2023

Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

Media enquiries - OIA request

OIA request relating to internal communications about media enquiries.

CoFI intermediated distribution consultation themes

Summary of key themes. An overview of feedback received as part of consultation on the proposed CoFI guidance note on intermediated distribution.

CoFI Intermediated Distribution guidance note

CoFI guidance note: Intermediated distribution. This guidance note is for financial institutions. It gives guidance on the FMA’s expectations when financial institutions distribute products and services through intermediaries.

CoFI intermediated distribution submissions report

Submissions report: Proposed guidance on CoFI intermediated distribution. Collation of written feedback received as part of the FMA’s public consultation on the proposed CoFI (Conduct of Financial Institutions) guidance note on intermediated distribution.

Submission form Proposed guidance for keeping proper CRD records

Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records

Consultation paper proposed guidance for keeping proper CRD records

Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.

Climate Reporting Disclosures and the use of third party providers

Guidance document - climate related disclosure and the use of third party providers

Proposed guidance and expectations for keeping proper climate-related disclosure records

This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.

Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.

Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.

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