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This guideline is to assist reporting entities in meeting the requirement to perform customer due diligence on the customer and beneficial owners of the customer under sections 11-26 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’).

Submissions report following the consultation: Liquidity risk management guide.

Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

Regulatory Impact Statement (RIS) document for Exemptions for foreign listed issuers from climate reporting

Please submit this feedback form electronically in MS Word format and email it to us at [email protected] with ‘Proposed exemptions for advice on United Kingdom law aspects of defined benefit pension transfers: [your organisation’s name]’ in the subject line. Thank you.

Notification of incidents relating to the operational resilience of technology systems

Submissions report: Standard condition on business continuity and technology systems