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Declaration by independent trustee individual

Declaration form to be completed by individual independent trustees.

FMA’s supervision of Anti-Money Laundering and Countering Financing of Terrorism

This 2014 document outlines the Financial Markets Authority’s (FMA’s) priorities for monitoring reporting entities under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act).

Investor Confidence Research 2014

The Investor confidence Research report 2014 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.

Exemption Notice 2014 - Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited)

Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited) Exemption Notice 2014

new governance and accountability framework for mis managers and their licensed supervisors 2014

The FMC Act introduces an accountability framework for managed investment schemes (MIS). The requirements include a statutory duty of care on both managers and supervisors of managed investment schemes. Both must also act in the best interests of investors. Managers and supervisors need to have a clear understanding of their respective roles and understand they will be held to account for their actions.

Fonterra Shareholders' Market Rules - Approval of market rules notice 2014

This notice comes into force on 28 May 2014. The notice allows NZX to replace FSM Rules dated 14 May 2013 with FSM rules dated 1 April 2014

Exemption Notice - Securities Act Serko Limited

Securities Act Exemption Notice 2014: Serko Limited.

Exemption Notice 2014 - Securities Act (Crawford Property Trust)

Securities Act (Crawford Property Trust) Exemption Notice 2014

Exemption 2014 - Securities Act (Fonterra Co operative Group Limited)

Securities Act (Fonterra Co operative Group Limited) Exemption 2014

Exemption Notice 2014 - Securities Act (The Hongkong and Shanghai Banking Corporation Limited)

Securities Act (The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2014

Exemption Notice 2014 - Financial Reporting Act (HSBC)

Financial Reporting Act (HSBC) Exemption Notice 2014

Governance and accountability framework for restricted schemes and their trustees information sheet

The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.

Governance and accountability framework for debt issuers and their licensed supervisors

The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.

Exemption Notice 2014 - Financial Reporting Act (Diligent Board Member Services, Inc.)

Financial Reporting Act (Diligent Board Member Services, Inc.) Exemption Notice 2014

Exemption Notice 2014 - Securities Act (Diligent Board Member Services Inc.)

Securities Act (Diligent Board Member Services Inc.) Exemption Notice 2014

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