Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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NZX Financial Product Market Licence 2014

New Zealand Financial Product Market Licence (NZX Limited) 2014

NZX Financial Product Market Licence - superseded version

This superseded licence granted NZX Limited authority to operate NZSX, NZDX, NZAX, FSM, and the NZX Derivatives Market under the Financial Markets Conduct Act 2013, outlining conditions for compliance, enforcement, and FMA notification

Exemption Notice 2025 - Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme)

Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Takeovers Panel)

Financial Markets Conduct (Takeovers Panel) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Craigs Investment Partners ESOP)

Financial Markets Conduct (Craigs Investment Partners ESOP) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Futurity Investment Group Limited)

Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2025

Statement of Performance Expectations 2025 to 2026

FMA outlines 2025/26 performance targets, budget, and enforcement plans to ensure fair, efficient, transparent NZ financial markets.

CBL Corporation Ltd (in liq) - Judgment

FMA wins $641K penalty against Carden Mulholland for breaching NZ's Financial Markets Conduct Act in CBL case, June 2025.

Exemption Notice 2025 - Financial Markets Conduct (AxiCorp Financial Services Pty Ltd)

Financial Markets Conduct (AxiCorp Financial Services Pty Ltd) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Xero Limited)

Financial Markets Conduct (Xero Limited) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Interactive Brokers LLC)

Financial Markets Conduct (Interactive Brokers LLC) Exemption Notice 2025

Financial Conduct Report

This report outlines financial regulatory priorities and conduct standards in New Zealand 2025.

NZX Obligations Review 2025

This report provides information on the review of NZX undertaken for the period from 1 January to 31 December 2024 (referred to as the review period).

Exemption Notice 2025- PPS Mutual Limited

FMA exempts PPS Mutual from key Act parts for its Profit Share Benefit, reducing compliance while ensuring fair, clear disclosures.

AMP Insurance policies - OIA response

OIA response to the AMP Insurance policies. Response dated 24 March 2025

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