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This superseded licence granted NZX Limited authority to operate NZSX, NZDX, NZAX, FSM, and the NZX Derivatives Market under the Financial Markets Conduct Act 2013, outlining conditions for compliance, enforcement, and FMA notification
Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2025
Financial Markets Conduct (Takeovers Panel) Exemption Notice 2025
Financial Markets Conduct (Craigs Investment Partners ESOP) Exemption Notice 2025
Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2025
FMA outlines 2025/26 performance targets, budget, and enforcement plans to ensure fair, efficient, transparent NZ financial markets.
FMA wins $641K penalty against Carden Mulholland for breaching NZ's Financial Markets Conduct Act in CBL case, June 2025.
Financial Markets Conduct (AxiCorp Financial Services Pty Ltd) Exemption Notice 2025
Financial Markets Conduct (Xero Limited) Exemption Notice 2025
Financial Markets Conduct (Interactive Brokers LLC) Exemption Notice 2025
This report outlines financial regulatory priorities and conduct standards in New Zealand 2025.
This report provides information on the review of NZX undertaken for the period from 1 January to 31 December 2024 (referred to as the review period).
FMA exempts PPS Mutual from key Act parts for its Profit Share Benefit, reducing compliance while ensuring fair, clear disclosures.
OIA response to the AMP Insurance policies. Response dated 24 March 2025
OIA response to the AMP Insurance policies. Response dated 28 February 2025