Document Library

FMA pack for Australian auditors seeking NZ registration under TTMRA, outlining forms, fees, and compliance requirements.

FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023