Document Library

Found 1756 results. Displaying page 17 of 118

1. 23 April 2024

   liquidity risk management guide

   This FMA guide outlines how Managers and Supervisors can demonstrate they are effectively managing and overseeing liquidity risk.

2. 23 April 2024

   Submissions report Liquidity risk management guide

   Submissions report following the consultation: Liquidity risk management guide.

3. 23 April 2024

   2024/2025 Annual letter of expectation

   Annual letter of expectation from the Hon. Andrew Bayly for the period 2024/25.

4. 22 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Nufarm Finance NZ Limited

   Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024

5. 19 April 2024

   Exemption Notice 2024 - Financial Markets Conduct Goldman Sachs

   Financial Markets Conduct (Goldman Sachs) Exemption Notice 2024

6. 18 April 2024

   Regulatory Impact Statement CRD exemptions for foreign listed issuers

   Regulatory Impact Statement (RIS) document for Exemptions for foreign listed issuers from climate reporting

7. 15 April 2024

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

   Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

8. 11 April 2024

   Consultation paper: Proposed exemptions for UK pension transfer advice

   Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers.

9. 11 April 2024

   Feedback form Proposed exemptions for UK pension transfer advice

   Please submit this feedback form electronically in MS Word format and email it to us at [email protected] with ‘Proposed exemptions for advice on United Kingdom law aspects of defined benefit pension transfers: [your organisation’s name]’ in the subject line. Thank you.

10. 11 April 2024

    Guidance Notification of incidents relating to the operational resilience of technology systems

    Notification of incidents relating to the operational resilience of technology systems

11. 8 April 2024

    Submissions report: Standard condition on business continuity and technology systems

    Submissions report: Standard condition on business continuity and technology systems

12. 8 April 2024

    Standard Conditions for Crowd Funding

    If you are granted a crowdfunding service licence, the licence will be subject to these standard conditions.

13. 8 April 2024

    Standard Conditions for Peer to peer

    If you are granted a peer-to-peer (P2P) lending service licence, the licence will be subject to the following conditions.

14. 8 April 2024

    Regulatory impact statement Standard condition on business continuity and technology systems

    Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.

15. 8 April 2024

    Standard Conditions for derivatives issuers

    Outlines standard licensing conditions for derivatives issuers in New Zealand, including financial, governance, compliance, and tech system rules.