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ICE Futures Europe general obligations review 2023

The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.

Exemption notice - Fonterra capital return

The exemption Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.

Exemption Notice - Financial Market Conduct Christchurch City Holdings limited Subsidiary Balance Date Alignment

Financial Market Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2023.

Feedback form Renewal of class exemption for same class offers

Feedback form for Consultation: Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

Consultation paper Renewal of class exemption for same class offers ASX NZX quoted financial products

Consultation paper for Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

Derivative Issuer Regulatory Return Data Template

Regulatory return data template for derivative issuers.

DIMS Regulatory Return Data Template

DIMS Regulatory Return Data Template.

2024 FMA Annual Letter of Expectations

Annual letter of expectations from the Minister to the FMA for the priod 2023-2024.

Exemption Notice - Embark Early Education Limited

FMA exempts Embark Early Education Ltd from Part 3 of the FMC Act for a share offer under a proposed scheme of arrangement via Companies Act Part 15.

NZ RegCo - MOU

This memorandum of understanding (MOU) sets out the framework for engagement and cooperation between the FMA and NZ RegCo, which takes into account their complementary regulatory roles.

Exemption notice - Sharesies Investment Management Limited

The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013.

Supervisors Licence Covenant Trustee Services Limited

Covenant Trustee Services Limited is licensed to act as supervisor for debt securities, registered schemes, and retirement villages in New Zealand.

Exemption notice expired - Sharesies 2023

Sharesies EXPIRED exemption notice.

Sharesies levy waiver

Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.

Supervisor Licence - the new zealand guardian trust company limited

This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.

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