FMI Standards
FMA & RBNZ 2024 FMI Standards set rules for payment systems, settlement, risk, and governance under NZ's FMI Act.
Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
A filtered search by topic for all guidance, reports or research documents stored on the FMA website.
FMA & RBNZ 2024 FMI Standards set rules for payment systems, settlement, risk, and governance under NZ's FMI Act.
FMA & RBNZ outline 2023 guidance for overseas FMIs on NZ designation, standards, and regulatory equivalence conditions.
FMA Outlook 2023/24
Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.
FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.
FMA guide outlines 8 essential steps to apply for a financial institution licence under CoFI, including FCP setup and application tips.
FMA guide for applying for a financial institution licence under the CoFI regime, outlining requirements, Fair Conduct Programme, and process.
Submission form Proposed standard condition on business continuity and technology systems
Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
Feedback form Climate related disclosures timing mismatch.
FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.
VALIDUS FZCO v FINANCIAL MARKETS AUTHORITY [2023] NZHC 1701
Auditor regulation and oversight plan report for the period 2023-2026
OIA request for Statistics on Staff salaries, turnover and diversity.