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Exemption Notice 2025 - Financial Markets Conduct (Sharesies KiwiSaver Scheme)

Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2025

DIMS limit breaks under the FMC Act

This information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.

FMA v Westpac - Judgment

Westpac is to pay a penalty of $3.25 million for misleading customers entitled to advertised discounts as well as overcharging some of its business customers.

2025 26 Letter of expectations

The Minister of Finance outlines the Government’s expectations for the Financial Markets Authority (FMA) in 2025/26, including priorities for regulatory focus, accountability, and strategic outcomes.

FMA v Cheng Judgment

Read the full High Court judgment in the case of FMA v Cheng, outlining findings and penalties related to market manipulation and breaches of financial markets law in New Zealand.

Consumer Confidence Factsheet April 2025

Consumer Confidence Survey aims of gaining a better understanding of New Zealanders’ experiences with financial markets including investments, insurance, KiwiSaver, and financial markets regulation.

Key takeaways from the CrowdStrike event survey information sheet

This survey is to see how well financial service providers were prepared for and responded to the CrowdStrike incident.

Exemption Amendment Notice 2025 - Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A)

Financial Markets Conduct (Climate related Disclosures Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025

Submissions on Outcomes Focused consultation 2

Please note the attachments are very large so we can provide separately on request

Submissions on Outcomes Focused consultation 1

Please note the attachments are very large so we can provide separately on request

Understanding Fairness Paper

Request for literature references not included in our Occasional Paper: Understanding Fairness in Financial Services 2024

AA Insurance proceedings

Official Information Act 1982 Request (OIA) – FMA v AA Insurance Limited NZHC 2869 [2024] Statement of Claim and Settlement Agreement

FMA hourly rate

Request on number of FMA employees paid under a certain hourly rate

FMA Spending

Details on Finance Ministers request to cut costs, staff reductions or restructure

FMA Levies

Requesting information on annual costs to licensed general insurers for FMA levies under FMA (Levies) Regulations 2012

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