Document Library | Financial Markets Authority

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Exemption Notice - Silverwood Land 2015 Limited Partnership 2016

Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016

i-Select Superannuation Scheme Levy Waiver

On 23 November 2016, the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.

Portfolio Superannuation Fund Levy Waiver

On 23 November 2016 the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Fund in respect of its Personal Plans funds. The Scheme is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.

Foodstuffs Provident Fund s68 notice

The notice under Section 68 of FMC Act to Foodstuffs, 30 November 2016.

Exemption Notice - Financial Markets Conduct Asteron Retirement Investment Limited

Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016

Exemption notice - Financial Markets Conduct Flight Centre NZ Limited

Financial Markets Conduct (Flight Centre NZ Limited) Exemption Notice 2016

Exemption notice - Financial Markets Conduct i Select Superannuation Scheme

Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2016

Exemption notice - Portfolio Superannuation Scheme 2016

Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2016

161125 ANZ Investment Services New Zealand Limited Section 68 Notice

The notice under Section 68 of FMC Act to ANZ Investment Services New Zealand Limited, 25 November 2016.

Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

Response to submissions on regulatory returns for prescribed intermediary services

FMA response to feedback on regulatory returns for crowdfunding and peer-to-peer lending licensees under the FMC Act, with updated reporting levels.

Exemption Notice - Financial Markets Conduct Bonus Bonds 2016

Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016.

Exemption notice - Financial Markets Conduct Antipodes Gold Limited

Financial Markets Conduct (Antipodes Gold Limited) Exemption Notice 2016

Exemption Notice - Financial Markets Conduct Forestry Schemes

Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

Exemption notice - Complectus Ltd

Financial Markets Conduct (Complectus Limited) Exemption Notice 2016