Document Library

Found 1753 results. Displaying page 106 of 117

1. 31 March 2014

   Commerce Commission - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

2. 28 March 2014

   Exemption Notice 2014 - Futures Contracts (J.P. Morgan Securities LLC)

   Futures Contracts (J.P. Morgan Securities LLC) Exemption Notice 2014

3. 12 March 2014

   Exemption Notice 2014 - Securities Act (Genesis Energy Limited Crown share offer)

   Securities Act (Genesis Energy Limited Crown share offer) Exemption Notice 2014

4. 10 March 2014

   CE expense disclosure - hospitality - 2014 Jan-Feb

   CE hospitality expense disclosure, for the period Jan-Feb 2014 for Liam Mason

5. 1 March 2014

   KiwiSaver schemes monitoring investment risk guidance

   This Guidance Note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.

6. 28 February 2014

   Expense disclosure CE travel 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

7. 28 February 2014

   Expense disclosure CE other 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

8. 18 February 2014

   Exemption Amendment Notice 2014 - Securities Act (Auckland Transport)

   Securities Act (Auckland Transport) Exemption Amendment Notice 2014

9. 11 February 2014

   ASX Ltd Financial Product Market Licence 2014

   New Zealand Financial Product Market Licence (Australian Securities Exchange Limited) 2014

10. 4 February 2014

    Exemption Notice 2014 - Securities Act (Scales Corporation Limited and George H Investments Limited)

    Securities Act (Scales Corporation Limited and George H Investments Limited) Exemption Notice 2014

11. 1 February 2014

    Broker Obligations guidance note

    The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.

12. 31 January 2014

    consultation paper financial reporting regulatory policy for financial reporting designations and exemptions

13. 30 January 2014

    Expense disclosure CE gifts 2013 Jul Dec

    CE gifts and hospitality disclosure for the period 1 July 2013 - 31 December 2013

14. 30 January 2014

    Expense disclosure CE hospitality 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013

15. 30 January 2014

    Expense disclosure CE 2013 jul dec

    CE expenses disclosure for the period 1 July 2013 - 31 December 2013