Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1766 results. Displaying page 20 of 118

15 February 2024

Financial Markets Conduct Climate Statements Precinct Properties Group Notice 2024

Financial Markets Conduct (Climate Statements – Precinct Properties Group) Notice 2024
15 February 2024

Financial Markets Conduct Financial Reporting Precinct Properties Group Notice 2024

Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Notice 2024
14 February 2024

Application pack - Australian Auditor

FMA pack for Australian auditors seeking NZ registration under TTMRA, outlining forms, fees, and compliance requirements.
13 February 2024

World Economic Forum OIA response Redacted

Response to OIA enquiry regarding FMA involvement in World Economic Forum (Redacted).
9 February 2024

Briefing to incoming Minister

FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.
31 January 2024

CE Expense Disclosure Hospitality Samantha Barrass Jul 22 Jun 2023

CE hospitality expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Other Samantha Barrass Jul 22 Jun 2023

CE other expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Summary Samantha Barrass Jul 22 Jun 2023

CE summary expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
31 January 2024

CE Expense Disclosure Travel Samantha Barrass Jul 22 Jun 2023

CE Travel expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.
30 January 2024

Exemption Notice BGC revocation notice

This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
30 January 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024
30 January 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024
21 December 2023

Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.
20 December 2023

FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation