Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1767 results. Displaying page 18 of 118

18 April 2024

Regulatory Impact Statement CRD exemptions for foreign listed issuers

Regulatory Impact Statement (RIS) document for Exemptions for foreign listed issuers from climate reporting
15 April 2024

Exemption Notice 2024 - Todd Family Office Limited Financial Reporting

Exemption Notice 2024 - Todd Family Office Limited Financial Reporting
11 April 2024

Consultation paper: Proposed exemptions for UK pension transfer advice

Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers.
11 April 2024

Feedback form Proposed exemptions for UK pension transfer advice

Please submit this feedback form electronically in MS Word format and email it to us at [email protected] with ‘Proposed exemptions for advice on United Kingdom law aspects of defined benefit pension transfers: [your organisation’s name]’ in the subject line. Thank you.
11 April 2024

Guidance Notification of incidents relating to the operational resilience of technology systems

Notification of incidents relating to the operational resilience of technology systems
8 April 2024

Submissions report: Standard condition on business continuity and technology systems

Submissions report: Standard condition on business continuity and technology systems
8 April 2024

Regulatory impact statement Standard condition on business continuity and technology systems

Regulatory Impact Statement: Operational resilience condition for certain market services licence holders under Part 6 of the Financial Markets Conduct Act 2013.
8 April 2024

Standard Conditions for derivatives issuers

Outlines standard licensing conditions for derivatives issuers in New Zealand, including financial, governance, compliance, and tech system rules.
8 April 2024

Standard conditions for MIS

Standard conditions for Managed Investment Schemes (MIS).
8 April 2024

Standard Conditions for Crowd Funding

FMA outlines standard and regulatory conditions for crowdfunding licences under the FMC Act, including compliance and reporting duties.
8 April 2024

Standard Conditions for Peer to peer

FMA outlines standard conditions for peer-to-peer lending licences under the FMC Act, covering compliance, governance, and NTA rules.
4 April 2024

Financial Markets Conduct Clearwater Golf Club Limited Exemption Notice 2024

Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act). The Exemption Notice is subject to conditions which together replicate the financial reporting, auditing and annual reporting requirements under the Companies Act 1991.
2 April 2024

Consultation feedback form Green bonds

Consultation feedback form Green bonds
2 April 2024

Consultation paper Proposed exemption for green bonds

Consultation paper Proposed exemption for green bonds
2 April 2024

Amendment Notice NZX Listing rules 3 2024

FMA approves NZX Listing Rules changes under FMC Act, effective 3 April 2024, per Rule Change Notice 3/2024.