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FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.
FMA guide outlines 8 essential steps to apply for a financial institution licence under CoFI, including FCP setup and application tips.
FMA guide for applying for a financial institution licence under the CoFI regime, outlining requirements, Fair Conduct Programme, and process.
Submission form Proposed standard condition on business continuity and technology systems
Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.
The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
Feedback form Climate related disclosures timing mismatch.
FMA makes permanent stop order against Validus after appeal is dismissed in the High Court.
Auditor regulation and oversight plan report for the period 2023-2026
OIA request for Statistics on Staff salaries, turnover and diversity.
This SPE sets out our financial forecast for the financial year 1 July 2023 to 30 June 2024. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2021-2024.
Capital notes and similar products such as perpetual subordinated notes or hybrid securities.
OIA Request for FMA modelling on GST on certain KiwiSaver fees
OIA request relating to internal communications about media enquiries.
Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.