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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Vivier and Company Ltd - Appeal Judgment

COA Judgment in the case between FMA and Vivier and Company Limited, 13 May 2016.

Exemption notice - IAG Ltd

Financial Markets Conduct Exemption Notice 2016: Insurance Australia Group Limited.

Exemption Notice APN

Financial Markets Conduct Exemption Notice 2016: APN News & Media Limited.

Craigs - Settlement Agreement

Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.

Exemption notice - Craigs DIMS

Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.

Exemption Notice - Financial Markets Conduct Genworth Financial Mortgage Insurance Pty Limited

Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

Exemption Notice - Securities Act New Zealand Racing Board

Securities Act Exemption Notice 2016: New Zealand Racing Board.

Exemption notice - Financial Advisers Merrill Lynch, Pierce, Fenner and Smith Incorporated.

Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Exemption notice - Heartland Bank Limited Share Sale Plan

Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

Consultation Paper Exemption for small offers of co operative shares

FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.

Exemption Notice 2016 - Financial Markets Conduct Todd Family Office Limited Financial Reporting

Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

31 March 2016 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

Exemption notice - Financial Markets Conduct QBE Group

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

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