Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.

Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

Securities Act Exemption Notice 2016: New Zealand Racing Board.

Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.

Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

Summarises key themes from 18 submissions on FMA’s 2016 consultation to vary standard conditions for market service licences.

Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

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