Document Library

Found 1772 results. Displaying page 69 of 119

1. 19 December 2018

   NZX Participant Rules - Approval of Changes Notice 2018

   FMA approves 2018 NZX Participant Rules changes, effective 1 July 2019 or later as set by NZX under Rule 1.4 of the Participant Rules.

2. 19 December 2018

   NZX Derivatives Market Rules - Approval of Rule Changes 2018

   FMA approves 2018 rule changes to NZX Derivatives Market Rules under the FMC Act, effective 20 Dec 2018, with new listing rules from Jan 2019.

3. 17 December 2018

   Workplace sexual harassment survey - OIA response

   OIA survey response regarding workplace sexual harassment

4. 17 December 2018

   ANZ Bank New Zealand Limited - Judgment

   Judgment in the Court of Appeal in the case against ANZ Bank New Zealand Limited, 17 December 2018.

5. 17 December 2018

   FMA Board Conflicts Policy

   FMA Board Conflicts Policy defines member interest rules, disclosure duties, and procedures to manage conflicts in decision-making.

6. 15 December 2018

   Conduct and culture review remediation categories - OIA response

   Conduct and culture review of banks remediation categories OIA response on 15 December 2018

7. 12 December 2018

   Exemption Notice - Todd Family Office Limited Financial Reporting

   Financial Markets Conduct Exemption Notice 2018: Todd Family Office Limited Financial Reporting.

8. 11 December 2018

   MIS manager valuation and pricing practices

   This information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.

9. 4 December 2018

   CPA Australia accredited body report 2018

   This report contains the outcome of our assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.

10. 4 December 2018

    NZICA accredited body report 2018

    This report contains the outcome of our assessment of NZ Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.

11. 30 November 2018

    Exemption notice - AMP New Zealand Personal Superannuation Fund

    Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018

12. 30 November 2018

    Wynyard Group Limited - Investigation report

    FMA report reviews Wynyard Group's 2016 collapse, focusing on continuous disclosure & fair dealing compliance breaches.

13. 26 November 2018

    Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

14. 26 November 2018

    Exemption Notice - Portfolio Superannuation Scheme 2018

    Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018

15. 26 November 2018

    i-Select Superannuation Scheme Waiver

    On 22 November 2018 the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme, which is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.