Document Library

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

KiwiSaver Annual Report 2016

We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2015 to 30 June 2016, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2016.

30 September 2016 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2016

Advertising Standards Authority - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority

Exemption Notice - Financial Markets Conduct Lifetime Asset Management Limited

Financial Markets Conduct (Lifetime Asset Management Limited) Exemption Notice 2016

Exemption Notice - Financial Markets Conduct IG Markets Limited

Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016

Inland Revenue - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue

CPA Australia Limited - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited

FMA Annual Report 2016 - highlights

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.

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Document Library

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

KiwiSaver Annual Report 2016

30 September 2016 Disclose Register Kiwisaver fund updates

Advertising Standards Authority - MOU

Exemption Notice - Financial Markets Conduct Lifetime Asset Management Limited

Exemption Notice - Financial Markets Conduct IG Markets Limited

Inland Revenue - MOU

CPA Australia Limited - MOU

FMA Annual Report 2016 - highlights

Exemption Notice - Securities Act Smartshares Limited

Exemption Notice - Financial Markets Conduct Bay Energy Limited

Aug 2016 Regulatory response guidelines

FMA Co-operation policy 2016

Exemption notice - Financial Markets Conduct Antipodes Gold Limited

Takeovers Panel - MOU