1. Compliance
  2. Licensing and registration

Licensing and registration

Page last updated: 13 Nov 2018

We are in the process of improving our online application services. The service is currently unavailable. We apologise for the inconvenience. Please contact us if you have questions about an existing application, wish to apply for a licence or have questions about the licensing process.

Applying for a financial service provider licence

We license a range of firms and professionals. See our licensing application forms and guides here. 

Registration

All financial service providers must comply with the requirements of the Financial Service Providers (Registration and Dispute Resolution) Act 2008. This includes a requirement to be registered on the Financial Service Providers Register.

Find out more on who needs to comply, how to register and your on-going obligations.