Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
Filter by category
Filter by category
FMA grants Interactive Brokers LLC exemptions for NZ client money rules, aligning with US regulations from July 2025 to July 2030.
This exemption allows Marex NZ to operate a financial product market without a licence under the FMC Act 2013, subject to conditions.
The Financial Markets Conduct (Climate-related Disclosures—Assurance Engagement) Exemption Notice 2025 (Notice) concerns disclosure requirements for climate statements, or group climate statements.
FMA grants 2025 exemption to Craigs Investment Partners entities for ESOP offers, allowing distribution of stapled securities to eligible participants outside typical regulatory constraints.
Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021
Exemption notice for FairWay Parent under the Financial Markets Conduct Act enabling direct share offers to FairWay staff
FMA grants Booster Group exemption from Part 3 of the FMC Act for share offer under court-approved scheme of arrangement.
Exemption notice for Alliance Group & Top Hat Co under FMC Act 2013 for share offers via court-approved scheme of arrangement.
Exemption for Takeovers Panel under FMC Act clarifies substantial holding disclosures, reducing market confusion and promoting confidence.
The Financial Markets Conduct (Helios Energy) Exemption Notice 2025 (the Notice) exempts Helios Energy Hold LP (Helios) from compliance with the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (Act), in respect of offers of limited partnership interests in Helios (including options to acquire those partnership interests) (interests), made under Helios’ staff incentive scheme (scheme) to certain employees, contractors and other eligible persons.
The Financial Markets Conduct (CIP Group) Exemption Notice 2025 (Notice) exempts CIP Holdings No. 2 Limited (CIPH2L), CIP Holdings Limited (CIPHL), and Crown TopCo Limited (New TopCo), from Part 3 of the Financial Markets Conduct Act 2013 (Act)
Manawa Energy granted exemption from group financial reporting under FMC Act for the period ending 31 March 2026 with conditions.
Exemption notice for Consilium NZ Limited managing KiwiWRAP KiwiSaver Scheme, detailing exemptions from FMC Act and Regulations.
Discover how the Financial Markets Conduct (PPS Mutual Limited) Exemption Notice 2025 impacts NZ insurance regulation. Learn about PPS Mutual’s Profit Share Benefit, IPSA licensing, and disclosure conditions under FMC Act Parts 3 & 4 exemption.
AEL exempt from licensing to operate electricity derivatives market for wholesale investors under the FMC Act 2013.