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Page last updated: 30 November 2022

Consultations

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe.

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

  • post upcoming consultation on our homepage calendar as they are scheduled
  • publish consultation documents that clearly describe the issue we’re seeking feedback on
  • provide a reasonable amount of time for respondents to provide quality feedback.  If you need more time, please contact the FMA
  • publish the feedback we receive through consultation, usually via a summary of the key themes, our response and the names of submitters
  • undertake further consultation if our initial proposal changes significantly and we need additional feedback  
  • publish a regulatory impact statement for significant policy decisions
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Found 111 results. Displaying page 7 of 8

  1. Closed - with decision
    Consultation

    3 November 2014

    Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

    Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224. This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-issuers-registers-of-regulated-products-and-fmas-discretion-under-section-224/

  2. Closed - with decision
    Consultation

    30 September 2014

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act. 10 submissions were received. Many of the comments were incorporated into a guidance note, outlining our expectations for governance under Part 4 of the FMC Act.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-the-new-accountability-framework-governance-under-part-4-of-the-fmc-act/

  3. Closed - with decision
    Consultation

    30 September 2014

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act. 10 submissions were received. Many of the comments were incorporated into a guidance note, outlining our expectations for governance under Part 4 of the FMC Act.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-the-new-accountability-framework-governance-under-part-4-of-the-fmc-act/

  6. Closed - with decision
    Consultation

    14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.

    https://www.fma.govt.nz/business/focus-areas/consultation/fma-seeks-comments-on-proposed-class-exemption-to-apply-to-initial-public-offers/

  7. Closed - with decision
    Consultation

    14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.

    https://www.fma.govt.nz/business/focus-areas/consultation/fma-seeks-comments-on-proposed-class-exemption-to-apply-to-initial-public-offers/

  8. Closed - with decision
    Consultation

    31 January 2014

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-financial-reporting-regulatory-policy-for-financial-reporting-designations-and-exemptions/

  9. Closed - with decision
    Consultation

    31 January 2014

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-financial-reporting-regulatory-policy-for-financial-reporting-designations-and-exemptions/

  10. Closed - with decision
    Consultation

    13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-papers-on-draft-minimum-standards-and-conditions-for-new-licenses/

  11. Closed - with decision
    Consultation

    13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-papers-on-draft-minimum-standards-and-conditions-for-new-licenses/